JM Financial Issues Notice for Transfer of Unclaimed Equity Shares to IEPF by July 31, 2026

JM Financial Limited has issued a public notice informing its shareholders about the upcoming transfer of equity shares to the Investor Education and Protection Fund (IEPF), pursuant to the provisions of Section 124(6) of the Companies Act, 2013, read with the Investor Education and Protection Fund Authority (Accounting, Audit, Transfer and Refund) Rules, 2016. The notice was published in Business Standard (English – All India Edition) and Sakal (Marathi) on May 5, 2026, and was also filed with the stock exchanges under Regulation 30 of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015.

Shares Liable for Transfer to IEPF

Under the applicable statutory framework, all equity shares held by members who have not claimed their dividend for seven (7) consecutive years or more are liable to be transferred to the IEPF. In compliance with the Rules, JM Financial has sent individual notices to the concerned members at their latest available registered addresses, detailing the equity shares subject to transfer and requesting them to claim their unclaimed dividend.

The company has also published the complete list of such members on its website. Key details of the notice are summarised below:

Parameter: Details Regulatory Basis: Section 124(6), Companies Act, 2013 & IEPF Rules, 2016 Transfer Deadline: July 31, 2026 Notice Publication Date: May 5, 2026 Company Website: www.jmfl.com Member List URL: https://www.jmfl.com/shareholder-corner/unclaimed-unpaid-dividend

Deadline and Post-Transfer Implications

Members who do not communicate with the company on or before July 31, 2026, will have their relevant shares transferred to the IEPF Authority as per the procedure outlined in the Rules. Once the transfer is completed, no claim shall lie against the company or its Registrar and Transfer Agent (RTA). However, affected members may subsequently claim their shares directly from the IEPF Authority by following the prescribed procedure and submitting the necessary documents as specified under the Rules.

Member Action and Contact Details

To facilitate timely communication, members holding shares in physical form are requested to register their email addresses with the RTA by writing to einward.ris@kfintech.com . Members holding shares in dematerialised form are advised to update their email addresses with their respective Depository Participant(s).

For queries or assistance, members may contact the company or its RTA at the following coordinates:

Contact: Details Company Address: 7th Floor, Cnery, Appasaheb Marathe Marg, Prabhadevi, Mumbai – 400 025 Company Tel: +91 22 6630 3030 Company Email: ecommunication@jmfl.com RTA Name: KFin Technologies Limited – Unit: JM Financial Limited RTA Address: Selenium Tower B, Plot 31-32, Financial District, Nanakramguda, Serilingampally, Hyderabad – 500 032 RTA Toll Free: 1800-309-4001 RTA Email: einward.ris@kfintech.com

The notice was signed by Hemant Pandya, Company Secretary & Compliance Officer, on behalf of JM Financial Limited, and is dated May 4, 2026, from Mumbai.

JM Financial Limited has formally disclosed to the stock exchanges that Mr. Gagan Kothari will cease to be a Senior Management Person of the company effective May 1, 2026. The cessation is consequent upon his internal transfer to JM Financial Services Limited (JMFSL), a wholly owned subsidiary of the company. The disclosure was submitted to both BSE Limited and National Stock Exchange of India Limited under Regulation 30 of the SEBI LODR regulations.

Official Communication Details

The company issued an official letter dated May 1, 2026, to both stock exchanges providing formal notification of the management change. The communication was digitally signed by Hemant Vijay Pandya, Company Secretary & Compliance Officer, at 11:00:56 +05'30' on May 1, 2026. The disclosure includes the company's security code 523405 on BSE and trading symbol JMFINANCIL.

Management Transition Specifics

The company has provided comprehensive details regarding the management change pursuant to SEBI Master Circular No. HO/49/14/14(7)2025-CFD-POD2/I/3762/2026 dated January 30, 2026. The transfer involves Mr. Gagan Kothari, who held the position of Executive Director & Chief Operating Officer - Integrated Investment Bank.

Sr. No. Particulars Details 1. Reason for change Transfer of Mr. Gagan Kothari, Executive Director & Chief Operating Officer - Integrated Investment Bank to JMFSL, consequent to internal transfer. 2. Date of cessation Effective May 1, 2026. 3. Brief profile (in case of appointment) Not Applicable 4. Disclosure of relationships between directors (in case of appointment of a director) Not Applicable

Corporate Information

JM Financial Limited operates with Corporate Identity Number L67120MH1986PLC038784 and maintains its registered office at 7th Floor, Cnergy, Appasaheb Marathe Marg, Prabhadevi, Mumbai 400 025. The company has requested both stock exchanges to take the information on record and disseminate it on their websites as deemed appropriate. The transfer represents an internal restructuring within the JM Financial group, with the executive moving to the company's wholly owned subsidiary while maintaining continuity within the organization.

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