Fundviser Capital (India) Limited Declares Non-Applicability of SEBI LODR Regulation 57(5) for Q4FY26

Fundviser capital (India) Limited has officially communicated to BSE Limited regarding the non-applicability of SEBI LODR Regulation 57(5) for the quarter ended 31st March, 2026. The company's Chairman & Managing Director, Prem Krishan Jain, signed and submitted the formal notification on 8th April, 2026.

Regulatory Compliance Clarification

The company has clarified its position regarding SEBI (LODR) Regulations 2015, specifically Regulation 57(5) under Chapter V. This regulation mandates quarterly submission of certificates confirming payment obligations for non-convertible securities.

Regulatory Aspect: Details Applicable Regulation: SEBI LODR Regulation 57(5) Reporting Period: Quarter ended 31st March, 2026 Submission Date: 8th April, 2026 Company Status: Non-applicable

Scope of SEBI LODR Regulation 57(5)

Regulation 57(5) of SEBI LODR Regulations 2015 requires listed entities to submit quarterly certificates regarding:

Payment of interest obligations on non-convertible securities

Dividend payment confirmations for non-convertible securities

Principal repayment obligations that were due during the quarter

Details of unpaid obligations related to non-convertible securities at quarter-end

The regulation specifically applies only to entities that have listed non-convertible securities on recognized stock exchanges under the Securities and Exchange Board of India (Issue and Listing of Non-Convertible Securities) Regulations, 2021.

Company's Securities Profile

Fundviser Capital (India) Limited has provided clear justification for the non-applicability of the regulation. The company's securities portfolio consists exclusively of equity shares listed on BSE Limited.

Securities Type: Status Equity Shares: Listed on BSE Limited Non-Convertible Securities: Not issued Scrip Code: 531097

Official Communication Details

The formal communication was addressed to the Department of Corporate Services at BSE Limited through online submission. The notification reference number FVCIL/SEC/BSE/9799/2025-2026 was assigned to this correspondence.

The company emphasized that since it has not issued any non-convertible securities and maintains only equity share listings, the quarterly certificate submission requirement under Regulation 57(5) does not apply to its operations. This clarification ensures compliance transparency and proper regulatory adherence for the quarter ended 31st March, 2026.

Fundviser capital (India) Limited has filed its mandatory annual disclosure under SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011, confirming that no promoter shares were encumbered during the financial year ended 31st March, 2026. The disclosure was submitted to BSE on 6th April, 2026, ensuring compliance with regulatory transparency requirements.

Regulatory Compliance Disclosure

The company submitted the disclosure under Regulation 31(4) of SEBI SAST Regulations through its Chairman & Managing Director, Prem Krishan Jain (DIN: 09304822). The submission was made via online platform and email to BSE's Corporate Services Department, maintaining proper regulatory protocol.

Parameter: Details Regulation: SEBI SAST Regulation 31(4) Financial Year: Ended 31st March, 2026 Submission Date: 6th April, 2026 Scrip Code: 530197

Promoter Group Confirmation

Mrs. Kriti Jain, promoter and Whole Time Director, made the disclosure on behalf of all promoter group members. Her confirmation addressed both BSE and the company's Audit Committee Chairman, ensuring comprehensive regulatory communication.

The key confirmations made in the disclosure include:

No encumbrance made directly or indirectly during FY26

No shares pledged by promoter group members as on 31st March, 2026

Declaration covers all persons acting in concert with promoters

Confirmation applies to all promoter group shareholders

Corporate Governance Adherence

Aspect: Status Share Encumbrance: None during FY26 Share Pledging: None as on 31st March, 2026 Promoter Group Coverage: All members included Regulatory Compliance: Fully maintained

The disclosure demonstrates Fundviser Capital's commitment to maintaining transparent corporate governance practices and adhering to SEBI's substantial acquisition regulations. Mrs. Kriti Jain's confirmation covers her personal holdings as well as those of all other promoter group members, providing comprehensive assurance to stakeholders.

Company Information

Fundviser Capital (India) Limited operates from its registered office at 22/7, Manek Mahal, 90 Veer Nariman Road, Churchgate, Mumbai 400020. The company maintains its commitment to regulatory compliance through timely submissions and transparent disclosures to stock exchanges and regulatory authorities.

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